Personalized Approach
Gurun Investment Advisors strives to distinguish our firm from the competition by providing competent asset management, honesty and responsive customer service. Our employees are trained to listen carefully to our clients and react accordingly as changes as warranted. We care about our clients and want to ensure their needs and concerns are addressed in a timely and appropriate manner. Memorandum of Understanding – Prior to implementation of any investment strategy, we draft a Memorandum of Understanding summarizing the client’s needs, wants and long-term financial objectives. The Memorandum defines the target asset allocation between common stock and fixed income obligations and provides a blueprint to managing the client’s financial assets.
Risk Profile Questionnaire – Developed by FinaMetrica, the questionnaire provides assistance reconciling a client’s risk tolerance to a suitable asset allocation.
Scheduled Meetings – We conduct formal meetings with clients 2 – 3 times a year to ensure the financial assets are properly positioned to achieve the client’s long-term financial objectives. The Memorandum provides a basis for this review.
Correspondence
Monthly - Our Clearing Agent, Southwest Securities, distributes a monthly statement summarizing security positions and account activity. A confirmation is generated by Southwest Securities for any trade executed in the client’s account.
Quarterly - Our Firm prepares a Quarterly Report summarizing security positions by market value and historical cost, gains / losses, anticipated annual income, asset allocation and diversification by issue and industry.
Annually – Southwest Securities distributes all calendar year-end tax reports directly to the client.
Account Access – Online access to client accounts is available upon request.
Personnel Access – Employees of Gurun Investment Advisors are available for questions and consultation.